Name: The Acronyms that Changed the Finance Industry: from AML and BSA to KYC and BaaS
Start: 2024-10-23T16:00:00Z
End: 2024-10-23T16:00:52.000Z
Location: BrightTALK
Rating: 5

LogicGate® is a global, market-leading SaaS company empowering customers to effectively manage and scale their cyber, governance, risk, and compliance (GRC) functions to easily and effectively accelerate program maturity. Recognized by The Forrester Wave™: Governance, Risk, And Compliance Platforms, Q4 2023 report as one of four leading global GRC platforms, Risk Cloud® is built with usability in mind, including a no-code interface and graph database that makes the technology flexible, agile, and scalable to support various levels of GRC maturity and bolster business outcomes. With an unwavering commitment to fostering organizational resilience, LogicGate helps customers save time through automation, quantify risk, strengthen their security posture, and gain visibility across their risk landscape.

In this episode of GRC & Me, host Meghan Maneval is joined by Macy Mody, VP of Customer Experience at SafeBase, to discuss the critical role that trust plays in business success.

They explore:

• How trust centers help reduce risks and increase efficiencies 
• The advantages of AI and how it can enhance the experience
• The potential pitfalls and challenges of AI

Tune in for invaluable insights around fostering trust in your organization and leveraging technology to drive growth!

Digital Trust: A Critical Component of Managing Business Risk

Join us in the latest episode of GRC & Me as host Meghan Maneval and Michael Rasmussen, GRC Analyst & Pundit at GRC 20/20 Research, discuss vendor risk management and the differences between third, fourth, and fifth-party risks. 

They discuss:

• Essential regulations and standards in the financial and banking sectors, highlighting how they vary
• Best practices for effectively building, managing, and staying current with a comprehensive vendor risk management program
• The role of automation and AI in enhancing vendor risk programs, as well as their limitations
• 2025 regulatory predictions and their potential impact on vendor risk strategies in the financial services

Beyond Your Walls: Third-Party Risk in Financial Services

Join us for our upcoming webinar, where we’ll dive into the critical GRC challenges facing the retail and manufacturing industries.

Whether protecting consumer data in retail or ensuring smooth global supply chains in manufacturing, you’ll learn how to safeguard your business, scale your GRC programs, and prepare for the future. Get ahead of the competition by leveraging the latest tools to boost efficiency, reduce risk, and thrive in an era of digital transformation. Don’t miss your chance to learn actionable strategies and build a resilient GRC framework that powers success from the factory floor to the storefront!

You'll learn how to:

• Uncover the unique GRC challenges in retail and manufacturing—from operational safety and quality control to cutting-edge cybersecurity and data privacy solutions that keep your business compliant and secure
• Unlock the power of AI, IoT, and automation to supercharge your GRC programs, enabling real-time monitoring and proactive risk management for a future-proof business
• Master third-party risk management by building strong, compliant partnerships that minimize risk and maximize efficiency
• Stay one step ahead of tomorrow's challenges—be it cyber threats, supply chain shocks, or regulatory demands for sustainability—by crafting a forward-thinking GRC strategy

From Factory to Store: Scaling GRC in Retail and Manufacturing

We’re excited to explore the ever-changing landscape of banking compliance including best practices for staying audit-ready amidst constantly evolving regulations.

LogicGate's Meghan Maneval, Senior Director of Product Marketing, and Stephenie Southard, Chief Security Officer at Baxter Credit Union, will discuss:

• Compliance requirements, from NCUA mandates to state-specific privacy laws, PCI 4.0, and more 
• AI in banking, along with third-party and vendor risks
• The challenges and best practices in navigating compliance complexities across the industry

Navigating Financial Industry Compliance

Like a climber scaling a mountain, you have to strike a balance between growth and efficiency when expanding your processes and technology. As your organization matures from base camp to summit, organizational priorities, program growth, and mountains of data can make it increasingly difficult to establish a data management strategy that can get you to the peak.

Climb easy! Risk Cloud’s new features and functionality can power you to new heights. Join the LogicGate Team along with Shelley Heinen, Data Sharing Governance Council Lead at Kroger & 84.51°, to explore these new tools, learn how early adopters like Shelley have been putting them to use, and other tips and tricks for scaling your GRC programs in Risk Cloud. 

Join us to:

• Learn more about how Data Repositories can help you efficiently manage and integrate large amounts of data from external sources into your Risk Cloud Workflows
• Understand how you can drive process efficiency through Table Report Editing and Archiving Records
• See the new Bulk Import & Bulk Link features in action

LogicGate Live: Scaling Data Peaks, Mastering Data Management

As artificial intelligence (AI) continues to advance rapidly and organizations expand their usage to optimize efficiency and productivity, implementing internal AI policies to ensure regulatory compliance and minimize exposure remains a hot topic.

Join us as we explore emerging AI rules, like NIST AI RMF, and how compliance teams can implement effective processes and controls to proactively identify, assess, and mitigate the largest AI risks, ensuring compliance with internal policies and external regulations.

Steps will include how to:

• Gain clarity around AI governance policies and procedures
• Implement controls for AI risk mitigation
• Thoughtfully integrating AI governance into cybersecurity
• Assess AI risk from third-party vendor

*CPE credits not offered*

Proactive AI Compliance: 4 Essential Steps to Minimize Exposure

It can be incredibly difficult to understand the real risk vendors pose to your organization. This creates friction when trying to plan for a likely outcome if they were breached, and how to delineate programs that create the most exposure.

Operationalizing information and prioritizing criticality is imperative to your business strategy. Join the LogicGate and Black Kite teams for a conversation on how to understand financial impact across vendor risk and use it to prioritize programs such as cybersecurity, business continuity, disaster recovery, and more.

Join us to:

• Learn how to manage financial risk to understand the impact of third and fourth parties
• Hear from experts on how to understand the business disruption or financial impact of a vulnerability
• Gain tips and best practices for triaging third-party risks and communicating them to the business

LogicGate Live: Financial Risk Remediation

If your company is to survive a growing number of relentless attacks, you had better have eyes everywhere. But no one has that many eyes. The better strategy is to know your weak points and guard those closely.

This webinar offers insights on how to realistically assess your company’s vulnerabilities, including how to prioritize them so that you put the most resources into protecting the vulnerabilities that will likely cost the most if exploited. This webinar is all about developing a custom-fitted strategy. 

Join us to learn:

• How to realistically assess your company's vulnerabilities
• How to identify and prioritize risks to information and systems
• How to select controls to mitigate and treat identified risks
• Methods to improve overall resiliency and cyber posture
• Why documenting, reviewing, and regularly updating findings is critical

Your Enterprise Cyber Risk Assessment

When structured correctly, Governance, Risk, and Compliance (GRC) can enable enterprises to align IT and business goals, while mitigating risks and abiding by industry and government requirements.

Effectively manage your resources and unify your enterprise by utilizing emerging technology that drives data-driven decision making. In this webinar, LogicGate CISO, Nick Kathmann, and Dr. Pape Cissé, Chief Information Officer at AmeriCorps, reveal ways to make GRC easier and more automated to push your company to the next level.

Join us to learn:

• How GRC safeguards your business from penalties while increasing customer trust
• How data privacy can impact disaster recovery and risk management
• Several benefits of GRC implementation for organizations
• Why GRC requires a unified and collaborative approach from different departments
• How the future of AI governance will impact GRC

The CIO's Guide to Enhancing GRC in 2024

Historically, GRC was viewed as one line in a budget sheet, but that is rapidly changing.

GRC practitioners are elevating their programs with tools and technologies that aggregate data and story-tell situational risk, security, compliance changes and more, so businesses can make risk-based decisions to move the needle forward. LogicGate Co-Founder and CEO, Matt Kunkel, and CISO, Nick Kathmann, will share:

• Why good security pays for itself
• The role GRC plays in the boardroom
• How to connect GRC programs to business impact

Optimizing Risk: GRC Is No Longer a Cost Center – It’s a Business Enabler

Join us for the GRC edition of the best-selling book: How to Win Friends and Influence People.

Hear GRC leaders from ANSA McAL Limited, BCU, and Equiniti share their experiences and insights on how to build allies and influence company strategy through data and story-telling. This panel discussion will cover:

• The need for GRC teams to act as "critical friends" to the business
• The process of building out a risk management framework, engaging stakeholders, and demonstrating the value of risk management 
• The cultural transition to integrating risk management into the organization's culture

How to Win Friends and Influence People: GRC Edition

While generative AI can propel organizations to be more efficient, effective and produce added value, the lack of clarity and understanding about how to quickly adopt AI models, govern usage and have the flexibility to scale are creating delays in implementing AI guidelines and guardrails. As AI rapidly evolves, taking a lackadaisical approach may come with ramifications.

GRC professionals must lead governance programming to help their organizations move fast, but safely to avoid the unintended consequences.

Join our guest speaker, Forrester Senior Analyst Cody Scott, alongside Jay Jamison, President of Product and Technology at LogicGate, for a conversation on how to efficiently adopt AI with the needed safety protections and protocols to govern successfully, and carve out a competitive advantage.

Navigating AI Governance: Opportunities, Outcomes, and Consequences

Effective Enterprise Risk Management requires collaboration and trust. Melanie Croy, VP, ERM Program Manager at United Community Bank and Risk Cloud Power User and Process Owner knows this well.

Together with a cross-functional team, Melanie created a New Business Activity Risk Assessment in Risk Cloud to develop a holistic view of the most significant risks, support  capital, earnings, and strategic objectives, and enhance risk response decisions, and reduce operational surprises and losses.

Join us to:

• Uncover how the team at United Community Bank approached building a New Business Activity Risk Assessment process in Risk Cloud.
• Gain insight into the factors that guided process decision making, and how they brought it to life using cross-functional workflows and processes.
• Learn how Enterprise Risk Management in Risk Cloud brought subject matter experts throughout UCB together for risk identification, risk assessment, and risk response, plus the benefits and outcomes their organization has experienced so far.

LogicGate Live: Collaborative Risk Management

Join Elisabeth Quillatre, Risk Management, Compliance and Privacy Officer at Vinted to learn how to mature immature risk processes, inform various business units about different areas of risk, and standardize how end users rate risks. 

You'll be able to:

• Understand how to mark a future process as strategic
• Hone in on top risks to lead decision making 
• Empower risk leaders through ownership
• Get comfortable with challenging risk scores

How We Turned Risk Into a Strategic Advantage

In this keynote, Michael Rasmussen, Analyst & GRC Pundit, equates the pursuit of excellence in Governance, Risk Management, and Compliance (GRC) to a challenging mountain climb, emphasizing the need for meticulous planning, the right tools, and adaptability in navigating the complex regulatory and risk landscapes. This keynote delves into the parallels between trekking and GRC implementation, highlighting the importance of a strong foundational base, the interconnectivity of GRC elements, and the use of technology in scaling new heights. We'll also discuss overcoming common pitfalls and the continuous effort required to maintain GRC maturity, comparing to the ongoing commitment needed in climbing to provide a comprehensive roadmap for organizations aiming to reach the summit of GRC excellence.

The GRC Journey: Your Climb to GRC Value & Maturity

Advancements in data aggregation, real-time monitoring, and artificial intelligence have unlocked a new era in risk management: dynamic GRC. Join Nick Kathmann, CISO at LogicGate, for an exploration of the possible as GRC continues its evolution from manual and reactive to dynamic and predictive. 

Nick will discuss:

• The importance of integrating GRC teams and technologies for near-real-time visibility and monitoring of critical risks at scale
• Practical examples how risk intelligence can inform important decisions around resource allocation, prioritization, and mitigation
• Steps you can take today on your own path to dynamic GRC

Dynamic GRC: Agile Risk Management

The risk landscape is becoming more connected, complex, and challenging, which means risk teams will require a holistic, robust, and mature GRC process that can be adopted enterprise-wide.

If you’re wondering “What is Holistic GRC, and why does it matter?,” be sure to join us for our next LogicGate Live session. LogicGate’s Solutions Engineering and Technical Account teams will discuss the value of interconnected GRC, the risks of silos, and tips for how you can start thinking more holistically about your GRC program. 

Join us to:

• Learn about the value and outcomes you can expect from building connectivity and flexibility of processes, data, reports, and teams across all levels of your organization.
• Walk through contrasting scenarios when GRC use cases work together and when they don't, to illustrate the benefits and outcomes.
• Get access to the Risk Cloud Solution Wheel and Use Case Maps, and see a live demo of Holistic GRC in action.

LogicGate Live: We LOVE Holistic GRC

Governance, risk, and compliance (GRC) have emerged as critical pillars that underpin the stability and growth of financial institutions.

As regulatory requirements intensify and risks become more complex, the ability to seamlessly integrate GRC frameworks has become a key differentiator for success. 

This session with ComplianceWeek delves into the acronyms that have revolutionized the finance industry–from the Bank Secrecy Act (BSA) and anti-money laundering (AML) to know your customer (KYC) and the Federal Deposit Insurance Corporation (FDIC).

Join us to:

• Understand the role of AML, BSA, KYC, and the FDIC
• Explore the integration of GRC frameworks
• Identify best practices for implementing AML, BSA, and KYC in finance
• Assess the impact of these regulations

*CPE credits not offered*

The Acronyms that Changed the Finance Industry: from AML and BSA to KYC and BaaS

Risk Management

Compliance

Regulations

Fintech

Financial Services

Risk Mitigation

Risk Assessment

Enterprise Applications

Financial Management

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Increasing expectations for good governance, effective risk management and complex demands for corporate compliance are presenting a growing challenge for organizations of all sizes. Join industry thought leaders as they provide you with practical advice on how to implement successful risk and compliance management strategies across your organization. Browse risk management resources in the form of interactive webinars and videos and ask questions of expert GRC professionals.

IT Governance, Risk and Compliance

The unexpected nature of natural disasters and other disruptive events means that preparation is key to managing disaster recovery and business continuity planning. Join the business continuity and disaster recovery community for live and recorded presentations discussing best practices for business continuity planning, disaster recovery programs and business continuity management. Learn from BCDR experts to develop your critical infrastructure and gain insight into tactical solutions to your BCDR issues.

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Join this new, vibrant community to learn and connect with top thought leaders, startups and banks who are disrupting the financial services industry. Keep up with the latest news and trends in Fintech and take part in lively debates on topical issues and challenges.

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Get powerful procurement and sourcing insights for your business. Connect with experts and colleagues to get the most up-to-date knowledge on which strategies are proving to be the most effective for managing vendors, improving performance and reducing cost.

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The Acronyms that Changed the Finance Industry: from AML and BSA to KYC and BaaS

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