Name: Webinar: Identifying and supporting vulnerable clients
Start: 2023-09-07T09:30:00Z
End: 2023-09-07T09:30:16.000Z
Location: BrightTALK
Rating: 4.3

Join the conversation with our experts, or just listen in, as we explore the most topical issues in investment management.

Stephen Mason, Regional Sales Manager at RBC Brewin Dolphin, will speak to Vanessa Johnson, Head of Policy from threesixty, and Kevin Silvester, Head of Strategic Adviser Partnerships at RBC Brewin Dolphin, to get their top tips and thoughts.

With the deadline looming, it is essential to make sure you are in a good place for you and your clients. This webinar will discuss advisers’ key responsibilities, how to comply with some of the trickier aspects of the regulation, and what to consider when dealing with vulnerable clients.

Consumer Duty: Top tips to meet the deadline

Agenda

1. Lion Trust - Kristian Cook, Investment Manager will providing an overview of their global income fund and the current dividend landscape. 

2. 7IM – Chris Justham, will be giving an overview of their retirement income solution, the methodology that sits behind it and the benefits of a scalable solution on a platform. 

3. RBC Brewin Dolphin – David Thomas, Investment Director will be giving an overview from a Bespoke DFM perspective and using a whole of market approach to create an investment strategy bespoke to individual clients needs. Building a strategy tailored to the client to fit their individual income requirements whilst managing sequence risk, maintaining risk and managing CGT.

Generating an Income in Retirement - RBC Brewin Dolphin, Lion Trust & 7IM

We will be joined by Hilkka Komulainen, Head of Responsible Investment at Aegon UK and also by Tom Buffham, Portfolio Analyst for Sustainable investing at Brewin Dolphin. Hilkka will be discussing climate risk and the impact this has on the advice industry explaining how companies can manage climate risk and opportunity. Tom will look at the investment options and focusing on best practice vs greenwashing.

The increasing role of ESG in the investment industry

In this week’s video, Guy Foster, Chief Strategist, discusses what the decline in new Covid-19 cases in the US could mean for the economy and central bank policy. Guy also explores how a hike in interest rates could affect the UK housing sector and the stock market.

Markets in a Minute 28 Sept. 2021

Recent feedback from our adviser partners is that the topical issues for their clients in 2021 are ESG Investing and the hunt for Income. We are delighted to invite you to a Q&A session hosted by your BDM Maxine Anderson. She will be joined by Kelly Eva from Brewin’s Sustainability Team and Andrew Burns Investment Manager from the Belfast Office. During the chat they will hopefully demonstrate why a bespoke portfolio offers a great solution to meet the client’s and the regulator’s requirements for both of these issues.

Brewin Dolphin - Income and ESG Seminar

Canada Life and Brewin Dolphin have partnered to provide exclusive access to 14 insured multi-asset pension funds within The Retirement Account. These funds are aligned to Brewin Dolphin’s award-winning Managed Portfolio Service. Please join our webinar hosted by Laura Sweeney (Canada Life) and Maxine Anderson (Brewin Dolphin) where they will take the time to explain about this unique and flexible retirement solution to suit all types of client.

Canada Life & Brewin Dolphin (The Retirement Account)

David Hood, Head of investment Solutions will be joined by Lucie Gordon, Head of Intermediary Sales and Janet Mui, Investment Director. The session will focus on the benefits of the five new funds and will give you the insight to why you should be considering Brewin Dolphin Voyager funds, when discussing your clients investment needs.

Brewin Dolphin update

Hot on the heels of our Consumer Duty webinar in June, this latest webinar will focus on what vulnerability really means, how to best support vulnerable clients, and how advice firms can embed vulnerability across their business. 
Stephen Mason, Regional Sales Manager at RBC Brewin Dolphin, will speak to Dimpel Patel, Head of Client Services – Risk and Compliance at RBC Brewin Dolphin, and Shirley Hylands, Risk and Compliance Manager at Surrey-based Taylormade Financial Planning, to find out their top tips when working with vulnerable clients now and into the future.

Webinar: Identifying and supporting vulnerable clients

vulnerable clients

consumer duty

Join this highly engaged community of UK financial advisers as they share peer-to-peer best practice advice. Find content related to investment and economics, better business practices, client acquisition and client referrals for financial advisors, as well as tax and pension advice. Further the engagement by presenting and participating in live interactive webinars and videos.

UK Financial Advisers

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Webinar: Identifying and supporting vulnerable clients

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